-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPjZqTTdqnpFlXNiXFr5rS/OvbGyHLURjMq2W+FyWqzXtC47bGyKfbTrnWyHVj9E SChgx1fRKNDoulvrpwu5+Q== 0000950005-01-000286.txt : 20010223 0000950005-01-000286.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950005-01-000286 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MOLECULAR EVOLUTION INC CENTRAL INDEX KEY: 0001111312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330374014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59733 FILM NUMBER: 1543879 BUSINESS ADDRESS: STREET 1: 3520 DUNHILL STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 5855974990 MAIL ADDRESS: STREET 1: 3520 DUNHILL STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DELPHI VENTURES LP CENTRAL INDEX KEY: 0001031457 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943077790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG 1, STE 135 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508549650 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG I STE 130 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 0001.txt FORM SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No._______)* Applied Molecular Evolution, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 03823E-10-8 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 20 Pages Exhibit Index on Page 18 - ---------------------- ---------------------- CUSIP NO. 03823E-10-8 13 G Page 2 of 20 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Delphi Ventures, L.P. ("DV") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 982,319 shares, except that Delphi Management OWNED BY EACH Partners, L.P. ("DMP"), the general partner REPORTING of DV, may be deemed to have sole power to PERSON vote these shares, and James R. Bochnowski WITH ("Bochnowski") and David L. Douglass ("Douglass"), the general partners of DMP, may be deemed to have shared power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 982,319 shares, except that DMP, the general partner of DV, may be deemed to have sole power to dispose of these shares, and Bochnowski and Douglass, the general partners of DMP, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 982,319 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.44% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- - ---------------------- ---------------------- CUSIP NO. 03823E-10-8 13 G Page 3 of 20 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Delphi BioInvestments, L.P. ("DBI") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 3,484 shares, except that DMP, the general OWNED BY EACH partner of DBI, may be deemed to have sole REPORTING power to vote these shares, and Bochnowski PERSON and Douglass, the general partners of DMP, WITH may be deemed to have shared power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,484 shares, except that DMP, the general partner of DBI, may be deemed to have sole power to dispose of these shares, and Bochnowski and Douglass, the general partners of DMP, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,484 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.02% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- - ---------------------- ---------------------- CUSIP NO. 03823E-10-8 13 G Page 4 of 20 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Delphi Management Partners, L.P. ("DMP") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 985,803 shares, of which 982,319 are directly OWNED BY EACH owned by DV and 3,484 are directly owned by REPORTING DBI. DMP, the general partner of DV and DBI, PERSON may be deemed to have sole power to vote WITH these shares, and Bochnowski and Douglass, the general partners of DMP, may be deemed to have shared power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 985,803 shares, of which 982,319 are directly owned by DV and 3,484 are directly owned by DBI. DMP, the general partner of DV and DBI, may be deemed to have sole power to dispose of these shares, and Bochnowski and Douglass, the general partners of DMP, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 985,803 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.46% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- - ---------------------- ---------------------- CUSIP NO. 03823E-10-8 13 G Page 5 of 20 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Delphi Ventures II, L.P. ("DV II") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 298,678 shares, except that Delphi Management OWNED BY EACH Partners II, L.P. ("DMP II"), the general REPORTING partner of DV II, may be deemed to have sole PERSON power to vote these shares, and Bochnowski, WITH Douglass and Donald J. Lothrop ("Lothrop"), the general partners of DMP II, may be deemed to have shared power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 298,678 shares, except that DMP II, the general partner of DV II, may be deemed to have sole power to dispose of these shares, and Bochnowski, Douglass and Lothrop, the general partners of DMP II, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 298,678 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.35% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- - ---------------------- ---------------------- CUSIP NO. 03823E-10-8 13 G Page 6 of 20 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Delphi BioInvestments II, L.P. ("DBI II") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 1,529 shares, except that DMP II, the general OWNED BY EACH partner of DBI II, may be deemed to have sole REPORTING power to vote these shares, and Bochnowski, PERSON Douglass and Lothrop, the general partners of WITH DMP II, may be deemed to have shared power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,529 shares, except that DMP II, the general partner of DBI II, may be deemed to have sole power to dispose of these shares, and Bochnowski, Douglass and Lothrop, the general partners of DMP II, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,529 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.01% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- - ---------------------- ---------------------- CUSIP NO. 03823E-10-8 13 G Page 7 of 20 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Delphi Management Partners II, L.P. ("DMP II") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 300,207 shares, of which 298,678 are directly OWNED BY EACH owned by DV II and 1,529 are directly owned REPORTING by DBI II. DMP II, the general partner of DV PERSON II and DBI II, may be deemed to have sole WITH power to vote these shares, and Bochnowski, Douglass and Lothrop, the general partners of DMP II, may be deemed to have shared power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 300,207 shares, of which 298,678 are directly owned by DV II and 1,529 are directly owned by DBI II. DMP II, the general partner of DV II and DBI II, may be deemed to have sole power to dispose of these shares, and Bochnowski, Douglass and Lothrop, the general partners of DMP II, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 300,207 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.36% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- - ---------------------- ---------------------- CUSIP NO. 03823E-10-8 13 G Page 8 of 20 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James R. Bochnowski ("Bochnowski") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 1,286,010 shares, of which 982,319 are directly owned by DV, 3,484 are directly owned by DBI, 298,678 are directly owned by DV II and 1,529 are directly owned by DBI II. Bochnowski is a general partner of both DMP and DMP II, and may be deemed to have shared power to vote these shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,286,010 shares, of which 982,319 are directly owned by DV, 3,484 are directly owned by DBI, 298,678 are directly owned by DV II and 1,529 are directly owned by DBI II. Bochnowski is a general partner of both DMP and DMP II, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,286,010 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.82% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- - ---------------------- ---------------------- CUSIP NO. 03823E-10-8 13 G Page 9 of 20 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON David L. Douglass ("Douglass") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 1,286,010 shares, of which 982,319 are directly owned by DV, 3,484 are directly owned by DBI, 298,678 are directly owned by DV II and 1,529 are directly owned by DBI II. Douglass is a general partner of both DMP and DMP II, and may be deemed to have shared power to vote these shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,286,010 shares, of which 982,319 are directly owned by DV, 3,484 are directly owned by DBI, 298,678 are directly owned by DV II and 1,529 are directly owned by DBI II. Douglass is a general partner of both DMP and DMP II, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,286,010 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.82% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- - ---------------------- ---------------------- CUSIP NO. 03823E-10-8 13 G Page 10 of 20 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Donald J. Lothrop ("Lothrop") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 300,207 shares, of which 298,678 are directly owned by DV II and 1,529 are directly owned by DBI II. Lothrop is a general partner of DMP II, the general partner of DV II and DBI II, and may be deemed to have shared power to vote these shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 300,207 shares, of which 298,678 are directly owned by DV II and 1,529 are directly owned by DBI II. Lothrop is a general partner of DMP II, the general partner of DV II and DBI II, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 300,207 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.36% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 11 of 20 Pages ITEM 1(A). NAME OF ISSUER: Applied Molecular Evolution, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3520 Dunhill Street San Diego, CA 92121 ITEM 2(A). NAME OF PERSON FILING: This statement is filed by Delphi Ventures, L.P, a Delaware limited partnership ("DV"), Delphi BioInvestments, L.P., a Delaware limited partnership ("DBI"), Delphi Management Partners, L.P., a Delaware limited partnership ("DMP"), Delphi Ventures II, L.P, a Delaware limited partnership ("DV II"), Delphi BioInvestments II, L.P., a Delaware limited partnership ("DBI II"), Delphi Management Partners II, L.P., a Delaware limited partnership ("DMP II"), James R. Bochnowski ("Bochnowski"), David L. Douglass ("Douglass") and Donald J. Lothrop ("Lothrop"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons". DMP is the general partner of DV and DBI and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by DV and DBI. Bochnowski and Douglass are the general partners of DMP and may be deemed to have shared power to vote and shared power to dispose of the shares of the issuer directly owned by DV and DBI. DMP II is the general partner of DV II and DBI II and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by DV II and DBI II. Bochnowski, Douglass and Lothrop are the general partners of DMP II and may be deemed to have shared power to vote and shared power to dispose of the shares of the issuer directly owned by DV II and DBI II. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: The address of the principal business office for each of the Reporting Persons is: Delphi Ventures 3000 Sand Hill Road Building 1 - Suite 135 Menlo Park, CA 94025 ITEM 2(C) CITIZENSHIP: DV, DBI, DMP, DV II, DBI II and DMP II are Delaware limited partnerships. Bochnowski, Douglass and Lothrop are United States citizens. ITEM 2(D) AND ITEM 2(E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER: Common Stock CUSIP # 03823E-10-8 ITEM 3. Not Applicable. Page 12 of 20 Pages ITEM 4. OWNERSHIP: The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2000: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Under certain circumstances set forth in the limited partnership agreements of DV, DBI, DMP, DV II, DBI II and DMP II, the general and limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. Page 13 of 20 Pages ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10. CERTIFICATION: Not applicable. Page 14 of 20 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 7, 2001 DELPHI VENTURES, L.P., a Delaware Limited Partnership By: Delphi Management Partners, L.P., a Delaware Limited Partnership Its General Partner By: /s/ James R. Bochnowski ------------------------------------ James R. Bochnowski General Partner DELPHI BIOINVESTMENTS, L.P., a Delaware Limited Partnership By: Delphi Management Partners, L.P., a Delaware Limited Partnership Its General Partner By: /s/ James R. Bochnowski ------------------------------------ James R. Bochnowski General Partner DELPHI MANAGEMENT PARTNERS, L.P., a Delaware Limited Partnership By: /s/ James R. Bochnowski ------------------------------------ James R. Bochnowski General Partner Page 15 of 20 Pages DELPHI VENTURES II, L.P., a Delaware Limited Partnership By: Delphi Management Partners II, L.P., a Delaware Limited Partnership Its General Partner By: /s/ James R. Bochnowski ------------------------------------ James R. Bochnowski General Partner DELPHI BIOINVESTMENTS II, L.P., a Delaware Limited Partnership By: Delphi Management Partners II, L.P., a Delaware Limited Partnership Its General Partner By: /s/ James R. Bochnowski ------------------------------------ James R. Bochnowski General Partner DELPHI MANAGEMENT PARTNERS II., L.P., a Delaware Limited Partnership By: /s/ James R. Bochnowski ------------------------------------ James R. Bochnowski General Partner Page 16 of 20 Pages JAMES R. BOCHNOWSKI By: /s/ James R. Bochnowski ------------------------------------ James R. Bochnowski DAVID L. DOUGLASS By: /s/ David L. Douglass ------------------------------------ David L. Douglass DONALD J. LOTHROP By: /s/ Donald J. Lothrop ------------------------------------ Donald J. Lothrop Page 17 of 20 Pages EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 18 Page 18 of 20 Pages EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Applied Molecular Evolution, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 7, 2001 February 7, 2001 DELPHI MANAGEMENT PARTNERS, L.P., a Delaware Limited Partnership By: /s/ James R. Bochnowski -------------------------------------- James R. Bochnowski, General Partner February 7, 2001 DELPHI VENTURES, L.P., a Delaware Limited Partnership By: Delphi Management Partners, L.P. a Delaware Limited Partnership Its General Partner By: /s/ James R. Bochnowski -------------------------------------- James R. Bochnowski, General Partner February 7, 2001 DELPHI BIOINVESTMENTS, L.P., a Delaware Limited Partnership By: Delphi Management Partners, L.P. a Delaware Limited Partnership Its General Partner By: /s/ James R. Bochnowski -------------------------------------- James R. Bochnowski, General Partner Page 19 of 20 Pages February 7, 2001 DELPHI MANAGEMENT PARTNERS II, L.P., a Delaware Limited Partnership By: /s/ James R. Bochnowski -------------------------------------- James R. Bochnowski, General Partner February 7, 2001 DELPHI VENTURES II, L.P., a Delaware Limited Partnership By: Delphi Management Partners II, L.P. a Delaware Limited Partnership Its General Partner By: /s/ James R. Bochnowski -------------------------------------- James R. Bochnowski, General Partner February 7, 2001 DELPHI BIOINVESTMENTS II, L.P., a Delaware Limited Partnership By: Delphi Management Partners II, L.P. a Delaware Limited Partnership Its General Partner By: /s/ James R. Bochnowski -------------------------------------- James R. Bochnowski, General Partner Page 20 of 20 Pages February 7, 2001 By: /s/ James R. Bochnowski -------------------------------------- James R. Bochnowski February 7, 2001 By: /s/ David L. Douglass -------------------------------------- David L. Douglass February 7, 2001 By: /s/ Donald J. Lothrop -------------------------------------- Donald J. Lothrop -----END PRIVACY-ENHANCED MESSAGE-----